Investor Services

At Capital Alliance, the role of Investor Services is to provide our Shareholders with the information they and their custodians need to monitor their investment in Capital Alliance Funds (the "Funds"). There are four basic activates associated with this role:

  • Mail the monthly distributions earned by the Funds to Shareholders, or reinvest distributions for those in the Dividend Reinvestment Plan.
  • Mail the quarterly Shareholder Statement of Account information.
  • Mail K-1s to Shareholders and their custodians (if held in a custodial account).
  • Be the liaison between Capital Alliance and the Funds' Shareholders.

From time to time, shareholders need to make changes to their accounts. Forms that may be helpful can be found here.

If you're a Shareholder in one of the funds with questions about your investment, please call 949-221-0450, or fill out our Contact Form.

Investor Qualifications